Compliance
To access the compliance queue, in the sidebar go to Transactions and then the Compliance Queue. Please note that this will only display if you have the r...
Mon, Sep 28, 2026 at 11:25 AM
In the Compliance Queue, you are able to sort by oldest-newest or newest-oldest. Only users with a Compliance Officer role can access the Compliance Qu...
Mon, Sep 28, 2026 at 11:26 AM
The Lightning Queue enhances your workflow by streamlining the transaction compliance review process. In this guide, we'll provide you with a comprehens...
Mon, Sep 28, 2026 at 11:37 AM
Compliance Officers can toggle the requirement of checklist items in individual transactions within TotalBrokerage. This might be necessary in various sce...
Mon, Sep 28, 2026 at 11:42 AM