Compliance
To access the compliance queue, in the sidebar go to Transactions and then the Compliance Queue. Please note that this will only show up if you are...
Mon, Aug 9, 2021 at 9:07 AM
While using the Compliance Queue, you are able to sort by oldest-newest or newest-oldest. To being, go to Transactions-Compliance Queue. To access this...
Mon, Aug 29, 2022 at 2:09 PM
The Lightning Queue enhances your workflow by streamlining the transaction compliance review process. In this guide, we'll provide you with a comprehens...
Thu, Mar 28, 2024 at 3:30 PM
Compliance Officers can toggle the requirement of checklist items in individual transactions within TotalBrokerage. This might be necessary in various scena...
Mon, Jan 29, 2024 at 2:21 PM