Easily identify transactions pending compliance review at a glance. 


This widget is available only for users with the Brokerage Compliance Officer role.


Steps to Add the Compliance Widget:

  1. Go to Your Dashboard – This is the first page when you log into TotalBrokerage, or you can access it by clicking Dashboard in the sidebar. 

  2. Click Edit Widgets – Located in the top right corner. 

  3. Select + Add 

  4. Choose Compliance Widget – Scroll to select the Compliance.

  5. Customize – Pick a widget color 

  6. Click Add 

  7. View Pending Checklists – The widget will now appear on your dashboard, displaying all checklists awaiting review. 

  8. Click a transaction name to open the checklist.